Compliance DeadlineArchived record
Regulation S-P compliance date passed for smaller covered institutions
The June 3, 2026 compliance date for smaller entities covered by the SEC's amended Regulation S-P has passed.
This record is retained for review history. It is not presented as the latest update. Confirm current requirements with the official source.
- Official source
- U.S. Securities and Exchange Commission ↗
- Jurisdiction
- United States
- Publication date
- May 16, 2024
- Legacy Core review
- August 17, 2026 · Christopher Green
- Source checked
- August 17, 2026
- Affected sectors
- Financial Services
- Effective date
- August 2, 2024
- Deadline date
- June 3, 2026
Summary
The June 3, 2026 compliance date for smaller entities covered by the SEC's amended Regulation S-P has passed.
Why it matters
Covered firms should be operating under the amended safeguards and incident-response requirements. Whether a particular business is covered depends on its registration and activities.
Recommended action
Confirm coverage and implementation with the firm's responsible compliance professional or qualified counsel. Retain the written incident-response program and supporting evidence used for the determination.